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RIA / WealthAdvisor26 years in industry

JEFFREY JOSEPH

Advisor at JEFFREY JOSEPH MANAGEMENT

THOUSAND OAKS, CA

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Search this name across graphsid dfx:ria:c292886f-abe2-5de7-185e-207df6af04c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JEFFREY JOSEPH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 21, 2000
First registration: Nov 27, 2006
Dual registered: no
IAPD individual key: 2767367

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JEFFREY JOSEPH MANAGEMENT	State registered	Jan 22, 2024	n/a	yes	THOUSAND OAKS, CA	Current employment
ALPHA CUBED INVESTMENTS, LLC	Former SEC adviser	Nov 28, 2016	Dec 7, 2023	no	COSTA MESA, CA\|Thousand Oaks, CA	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Jul 31, 2008	Oct 18, 2016	no	ENCINO, CA	Previous registration
GENWORTH FINANCIAL ASSET MANAGEMENT, INC	n/a	Nov 27, 2006	Jul 31, 2008	no	ENCINO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALPHA CUBED INVESTMENTS, LLC	JEFFREY JOSEPH MANAGEMENT	Dec 7, 2023	Jan 22, 2024	46	Firm change	RIA to state RIA
ASSETMARK, INC.	ALPHA CUBED INVESTMENTS, LLC	Oct 18, 2016	Nov 28, 2016	41	Firm change	Other
GENWORTH FINANCIAL ASSET MANAGEMENT, INC	ASSETMARK, INC.	Jul 31, 2008	Jul 31, 2008	0	Firm change	Other

Relationships

Registered with (4)

→ JEFFREY JOSEPH MANAGEMENTRegistered adviserregistration: current employment
Jan 22, 2024 to presentfactForm ADV
→ ALPHA CUBED INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 28, 2016 to Dec 7, 2023factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Jul 31, 2008 to Oct 18, 2016factForm ADV
→ GENWORTH FINANCIAL ASSET MANAGEMENT, INCRegistered adviserregistration: previous registration
Nov 27, 2006 to Jul 31, 2008factForm ADV

Dated events

Occurred
Dec 7, 2023
Advisor changed firm
Jeffrey Joseph left Alpha Cubed Investments, Llc for Jeffrey Joseph Management (registered 2024-01-22)
Form ADVobserved 4 days ago