DFX Intelligence

T•••••• M•••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

T•••••• M•••••• R••••

Advisor at B••••••• F• E•••••• • C••••••• I•••••••••

SPRINGFIELD, MO | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:c2971076-9097-da2c-637d-140b188aabe6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 26, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• F• E•••••• • C••••••• I•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	May 24, 2010	n/a	yes	ST. LOUIS, MO\|SPRINGFIELD, MO	Current employment
B•• A•••• M••••••••• L••	n/a	Aug 26, 2009	May 26, 2010	no	ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• A•••• M••••••••• L••	B••••••• F• E•••••• • C••••••• I•••••••••	May 26, 2010	May 24, 2010	-2	Firm change	Other

Relationships

Registered with (2)

→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: current employment
May 24, 2010 to presentfactForm ADV
→ B•• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 26, 2009 to May 26, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2971076-9097-da2c-637d-140b188aabe6
First observed: Aug 26, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.