DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••••• A•••••••• L••
COLORADO SPRINGS, CO | BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••••• A•••••••• L•• | Independent wealth | Nov 17, 2023 | n/a | yes | BIRMINGHAM, AL|COLORADO SPRINGS, CO | Current employment |
| R••••••••• W••••• A••••••• | Former SEC adviser | Jan 1, 1999 | Apr 2, 2024 | no | COLORADO SPRINGS, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••••••• W••••• A••••••• | W•••••• A•••••••• L•• | Apr 2, 2024 | Nov 17, 2023 | -137 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108325:115332:CO:2024-04-02 | Apr 2, 2024 | Nov 17, 2023 | COLORADO SPRINGS, CO | Firm change after gap |