DFX Intelligence

N••••••• R••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

N••••••• R••••• S••••••

Advisor at P•• W••••• M•••••••••

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:c2b25b42-8429-5583-887e-1226d11d5c99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 9, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Apr 3, 2024	n/a	yes	LOUISVILLE, KY	Current employment
F••••• I•••••••••	Independent wealth	Dec 8, 2021	Mar 25, 2024	no	Louisville, KY\|PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	P•• W••••• M•••••••••	Mar 25, 2024	Apr 3, 2024	9	Firm change	RIA to ibd
J••••• H•••••••• W••• L••••• L••	F••••• I•••••••••	May 4, 2016	Dec 8, 2021

Relationships

Registered with (3)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Apr 3, 2024 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Dec 8, 2021 to Mar 25, 2024factForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Dec 10, 2015 to May 4, 2016factForm ADV

Dated events

Occurred
Mar 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2b25b42-8429-5583-887e-1226d11d5c99
First observed: Dec 10, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.