DFX Intelligence

C•••• A••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

C•••• A••• A••••

Advisor at K••••• A••••••• S•••••••• L••

Knoxville, TN | AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2bb86f9-77d1-f9b9-7d90-2454b59934b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 28, 2024	n/a	yes	Knoxville, TN\|AUSTIN, TX	Current employment
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jul 5, 2019	Nov 1, 2024	no	BRENTWOOD, TN\|KNOXVILLE, TN\|KNOXVILLE, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	K••••• A••••••• S•••••••• L••	Nov 1, 2024	Oct 28, 2024	-4	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
42803:283330:TN:2024-11-01	Nov 1, 2024	Oct 28, 2024	KNOXVILLE, TN	Firm change

Relationships

Registered with (2)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 28, 2024 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 5, 2019 to Nov 1, 2024factForm ADV

Dated events

Occurred
Nov 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2bb86f9-77d1-f9b9-7d90-2454b59934b3
First observed: Jul 5, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.