DFX Intelligence

D•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

D•••• S•••••

Advisor at L•• E••••••••• L••

LEXINGTON PARK, MD

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Search this name across graphsid dfx:ria:c2be87fe-56fe-5571-ed4c-2ca3bbf76af0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 27, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Aug 31, 2026	n/a	yes	LEXINGTON PARK, MD	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 5, 2025	Feb 24, 2026	no	LEXINGTON PARK, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	L•• E••••••••• L••	Feb 24, 2026	Aug 31, 2026	188	Firm change	Ibd to ibd
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Sep 5, 2025	Sep 5, 2025

Relationships

Registered with (4)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 5, 2025 to Feb 24, 2026factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Aug 28, 2024 to Sep 5, 2025factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

Occurred
Feb 24, 2026
Advisor changed firm
D•••• S••••• left C••••• I••••••••• A••••••• L•• for L•• E••••••••• L•• (registered 2026-08-31)
Form ADVobserved 7 days ago
Occurred
Aug 19, 2024
Advisor changed firm
D•••• S••••• left C••••••••• F•••••••• N•••••• for A•••••• A••••••• S••••••• (registered 2024-08-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2be87fe-56fe-5571-ed4c-2ca3bbf76af0
First observed: Nov 27, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.