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Advisor at TFO WEALTH PARTNERS
PHOENIX, AZ | MAUMEE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TFO FAMILY OFFICE PARTNERS | Independent wealth | Dec 21, 2011 | n/a | yes | PHOENIX, AZ | Current employment |
| TFO WEALTH PARTNERS | Independent wealth | Feb 17, 2010 | n/a | yes | MAUMEE, OH|PHOENIX, AZ | Current employment |
| ONE TO ONE, LLC | Former SEC adviser | Nov 15, 2016 | Mar 29, 2017 | no | MAUMEE, OH | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 19, 2008 | Jul 7, 2009 | no | ST. LOUIS, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ONE TO ONE, LLC | n/a | Mar 29, 2017 | n/a | n/a | Departure no registered destination | Departure |
| LPL FINANCIAL LLC | TFO WEALTH PARTNERS | Jul 7, 2009 | Feb 17, 2010 | 225 | Firm change | Other |