This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.55 fund_share=0.45 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0

Regulatory AUM

$26.0MItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$14.4M

Private client RAUM

$14.4MderivedItem 5.D individuals plus high net worth individuals

Private client share

55%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

3

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

746

Individual clients

718

High net worth clients

26

Private funds

1Schedule D 7.B(1)

SEC number

801-121177

CRD

312469

Filings on the tape

7

First filed

Apr 9, 2021

Latest filed

Jun 30, 2026

Organised

Other (specify)

• Occurred

  Jul 29, 2022
  Control person joined

  Rajesh Pore (Director) appeared on Schedule A of First Global

  Form ADVobserved 4 days ago
• Occurred

  Apr 9, 2021
  First Form ADV filing

  First Global filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c2c4bc62-8adf-d463-7dd7-657d4037a251

First observed

Apr 9, 2021

Last observed

Jun 30, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.