DFX Intelligence

G•••• N•• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

G•••• N•• C•••••••••

Advisor at C••••••••• W••••• M•••••••••

BROADVIEW HEIGHTS, OH

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Search this name across graphsid dfx:ria:c2d23ed3-a853-b04b-5cbc-00c0ca4f5db7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: May 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M•••••••••	Former SEC adviser	Nov 17, 2008	n/a	yes	BROADVIEW HEIGHTS, OH	Current employment
O•••• F•• I•••	Former SEC adviser	Jan 1, 2000	Nov 18, 2008	no	BROADVIEW HEIGHTS, OH\|BROADVIEW HEIGHTS, OH\|SOLON, OH\|ORANGE VILLAGE, OH\|BROADVIEW HEIGHTS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	C••••••••• W••••• M•••••••••	Nov 18, 2008	Nov 17, 2008	-1	Firm change	Other

Relationships

Registered with (2)

→ C••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Nov 17, 2008 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 1, 2000 to Nov 18, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2d23ed3-a853-b04b-5cbc-00c0ca4f5db7
First observed: Jan 1, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.