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D•••• R••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)29 years in industry

D•••• R••••• W••••

Advisor at L•• F•••••••• L••

GRANGEVILLE, ID

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Search this name across graphsid dfx:ria:c2d78f63-bac8-f47b-b0d2-625764149ade

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 1, 2020	n/a	yes	GRANGEVILLE, ID	Current employment
E• R•••• I••••••••• L••	Former SEC adviser	May 30, 2008	Nov 6, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E• R•••• I••••••••• L••	L•• F•••••••• L••	Nov 6, 2020	Oct 1, 2020	-36	Bulk transfer	RIA to ibd
E• R•••• A•••••••• L••	E• R•••• I••••••••• L••	Dec 18, 2007

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 1, 2020 to presentfactForm ADV
→ E• R•••• I••••••••• L••Registered adviserregistration: previous registration
May 30, 2008 to Nov 6, 2020factForm ADV
→ E• R•••• A•••••••• L••Registered adviserregistration: previous registration
Sep 20, 2006 to Dec 18, 2007factForm ADV
→ F•••• A••••• S••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2d78f63-bac8-f47b-b0d2-625764149ade
First observed: Jun 20, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.