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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)29 years in industry

DARIN PATRICK POPE

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

PORTSMOUTH, NH | Rye, NH

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Search this name across graphsid dfx:ria:c2e0a819-699d-7300-bb4a-dfbc0c756508

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S65
First exam: Dec 16, 1996
First registration: Jan 1, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1894306

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Apr 4, 2025	n/a	yes	Rye, NH\|PORTSMOUTH, NH	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Sep 13, 2020	May 30, 2025	no	RYE, NH	Previous registration
UNITED ADVISORS	Former SEC adviser	Feb 16, 2005	Sep 17, 2020	no	NEW YORK, NY\|WEST PALM BEACH, FL\|TOLEDO, OH\|SECAUCUS, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 1, 2004	Jan 12, 2005	no	COLCHESTER, VT	Previous registration
KEYBANC CAPITAL MARKETS INC.	n/a	Jan 1, 2001	Feb 5, 2004	no	BURLINGTON, VT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	May 30, 2025	Apr 4, 2025	-56	Firm change after gap	Ibd to ibd
UNITED ADVISORS	B. RILEY WEALTH ADVISORS, INC.	Sep 17, 2020	Sep 13, 2020	-4	Firm change	RIA to ibd
WELLS FARGO ADVISORS	UNITED ADVISORS	Jan 12, 2005	Feb 16, 2005	35	Firm change	Other
KEYBANC CAPITAL MARKETS INC.	WELLS FARGO ADVISORS	Feb 5, 2004	Apr 1, 2004	56	Firm change	Other

Relationships

Registered with (5)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Apr 4, 2025 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 13, 2020 to May 30, 2025factForm ADV
→ UNITED ADVISORSRegistered adviserregistration: previous registration
Feb 16, 2005 to Sep 17, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 1, 2004 to Jan 12, 2005factForm ADV
→ KEYBANC CAPITAL MARKETS INC.Registered adviserregistration: previous registration
Jan 1, 2001 to Feb 5, 2004factForm ADV

Dated events

Occurred
May 30, 2025
Advisor changed firm
Darin Patrick Pope left B. Riley Wealth Advisors, Inc. for Stifel, Nicolaus & Company, Incorporated (registered 2025-04-04)
Form ADVobserved 4 days ago