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Advisor at CETERA INVESTMENT ADVISERS LLC
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| VSR ADVISORY SERVICES | Former SEC adviser | Sep 2, 2016 | Nov 2, 2016 | no | GREENWOOD VILLAGE, CO|OVERLAND PARK, KS | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Sep 1, 2016 | May 20, 2021 | no | GREENWOOD VILLAGE, CO | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Oct 30, 2009 | Sep 1, 2016 | no | OVERLAND PARK, KS|GREENWOOD VILLAGE, CO | Previous registration |
| H. BECK, INC. | Former SEC adviser | Jan 21, 2003 | Nov 4, 2009 | no | Centennial, CO|GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL GROUP INC | VSR ADVISORY SERVICES | May 20, 2021 | Sep 2, 2016 | -1,721 | Firm change after gap | Other |
| VSR ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Nov 2, 2016 | Jun 29, 2023 | 2,430 | Firm change after gap | Other |
| VSR ADVISORY SERVICES | SUMMIT FINANCIAL GROUP INC | Sep 1, 2016 | Sep 1, 2016 | 0 | Bulk transfer | Other |
| H. BECK, INC. | VSR ADVISORY SERVICES | Nov 4, 2009 | Oct 30, 2009 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109485:14503:CO:2021-05-20 | May 20, 2021 | Sep 2, 2016 | GREENWOOD VILLAGE, CO | Firm change after gap |
| 14503:105644:KS:2016-11-02 | Nov 2, 2016 | Jun 29, 2023 | OVERLAND PARK, KS | Firm change after gap |