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Advisor at C•••••••
WALNUTPORT, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• | Institutional manager | Sep 15, 2015 | n/a | yes | WALNUTPORT, PA | Current employment |
| M•• S••••••••• | Former SEC adviser | Nov 12, 2008 | Dec 23, 2015 | no | BETHLEHEM, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• S••••••••• | C••••••• | Dec 23, 2015 | Sep 15, 2015 | -99 | Firm change after gap | Other |
| E•••••••• A•••••••• L•• | M•• S••••••••• | Feb 19, 2008 | Nov 12, 2008 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109437:175112:PA:2015-12-23 | Dec 23, 2015 | Sep 15, 2015 | BETHLEHEM, PA | Firm change after gap |
| E•••••••• A•••••••• L•• |
| National bd RIA |
| Aug 13, 2007 |
| Feb 19, 2008 |
| no |
| BETHLEHEM, PA |
| Previous registration |
| S••••••• I••••••••• I••• | Former SEC adviser | Sep 7, 2004 | Dec 31, 2005 | no | ALLENTOWN, PA|ALLENTOWN, PA | Previous registration |
| Firm change |
| Other |
| S••••••• I••••••••• I••• | E•••••••• A•••••••• L•• | Dec 31, 2005 | Aug 13, 2007 | 590 | Firm change after gap | Other |