DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

Steven M Josephson

Advisor at BANKERS LIFE ADVISORY SERVICES, INC.

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2f1be0f-59ba-61fd-0bfc-dd549bf4289d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BANKERS LIFE ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 1, 1992
First registration: Apr 18, 2002
Dual registered: yes, broker-dealer
Other names: STEVEN MARK JOSEPHSON
IAPD individual key: 2239540

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BANKERS LIFE ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 29, 2017	n/a	yes	CHICAGO, IL	Current employment
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Mar 23, 2012	Aug 31, 2012	no	MILWAUKEE, WI	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Dec 8, 2005	Aug 14, 2017	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|MILWAUKEE, WI	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Apr 18, 2002	Dec 31, 2005	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BMO HARRIS FINANCIAL ADVISORS, INC	M&I FINANCIAL ADVISORS, INC.	Aug 14, 2017	Mar 23, 2012	-1,970	Firm change after gap	Other
M&I FINANCIAL ADVISORS, INC.	BANKERS LIFE ADVISORY SERVICES, INC.	Aug 31, 2012	Aug 29, 2017	1,824	Firm change after gap	Other
E*TRADE CAPITAL MANAGEMENT, LLC	BMO HARRIS FINANCIAL ADVISORS, INC	Dec 31, 2005	Dec 8, 2005	-23	Bulk transfer	Other

Relationships

Registered with (4)

→ BANKERS LIFE ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Aug 29, 2017 to presentfactForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Dec 8, 2005 to Aug 14, 2017factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Mar 23, 2012 to Aug 31, 2012factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 18, 2002 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.