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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

VANTAGE WEALTH

CRD 111324

PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2f6e998-9271-207d-c734-4b8c5f5a4cac

Data as of Jan 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 1
Observed: Nov 17, 2011 to Jan 27, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Vantage Wealth

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $684MItem 5.F on the latest filing (2026-01-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $684M
Private client RAUM: $641MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 489
Individual clients: 44
High net worth clients: 188
Custody, client assets: $668M
SEC number: 801-49690
CIK: 1569174
CRD: 111324
Filings on the tape: 24
First filed: Nov 17, 2011
Latest filed: Jan 27, 2026
Organised: Corporation, CA
Website: vantagewealth.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
VANDEVOORDE, JAMES, MICHAEL	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	08/1993	Nov 17, 2011	Dec 13, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 27, 2026	$684M	$684M	6	4	0	n/a	n/a
2024	Jan 24, 2025	$609M	$609M	6	4	0	n/a	n/a
2023	Jan 22, 2024	$557M	$557M	6	4	0	n/a	n/a
2022	Jan 25, 2023	$508M	$508M	6	4	0	n/a	n/a
2021	Feb 15, 2022	$548M	$548M	6	4	0	n/a	n/a
2020	Feb 3, 2021	$449M	$449M	6	3	0	n/a	n/a
2019	Mar 13, 2020	$371M	$371M	4	3	0	n/a	n/a
2018	Mar 5, 2019	$291M	$291M	4	3	1	n/a	n/a
2017	Mar 30, 2018	$291M	$291M	4	3	1	n/a	n/a
2016	Mar 31, 2017	$270M	$270M	4	3	n/a	n/a	n/a
2015	Mar 16, 2016	$253M	$253M	4	3	n/a	n/a	n/a
2014	Feb 11, 2015	$264M	$264M	4	3	n/a	n/a	n/a
2013	Apr 2, 2014	$219M	$219M	1	1	n/a	n/a	n/a
2012	Mar 28, 2013	$206M	$206M	2	2	n/a	n/a	n/a
2011	Mar 29, 2012	$153M	$153M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$684M	$609M	12.3%	$508M	10.4%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SUMMITRY, LLC	2	Apr 7, 2026	Mar 5, 2026	PASADENA, CA	Team lift out	RIA to RIA	100.0%

Relationships

Registered with (4)

← JAMES MICHAEL VANDEVOORDEAdvisorregistration: previous registration
May 23, 1996 to Apr 7, 2026factForm ADV
← ALEXANDER A TRANAdvisorregistration: previous registration
Nov 12, 2021 to Apr 7, 2026factForm ADV
← MARY ELIZABETH STORJOHANNAdvisorregistration: previous registration
Nov 19, 2007 to Aug 9, 2013factForm ADV
← CASEY DONALD GRIGGAdvisorregistration: previous registration
Aug 9, 2004 to Feb 13, 2006factForm ADV

Moved with (1)

→ SUMMITRY, LLCRegistered adviser2 advisors, team lift out, same day
Apr 7, 2026 to Mar 5, 2026factForm ADV

Controls (1)

← VANDEVOORDE, JAMES, MICHAELOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 17, 2011 to Dec 13, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 7, 2026
Team lift-out
2 advisors left Vantage Wealth (Pasadena, CA) for Summitry, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Apr 7, 2026
Advisor changed firm
Alexander A Tran left Vantage Wealth for Summitry, Llc (registered 2026-03-05)
Form ADVobserved 6 days ago
Occurred
Apr 7, 2026
Advisor changed firm
James Michael Vandevoorde left Vantage Wealth for Summitry, Llc (registered 2026-03-05)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
May 1, 2026
Vantage Wealth no longer on the SEC adviser roster (last listed 2026-04-01, RAUM $683.8M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2f6e998-9271-207d-c734-4b8c5f5a4cac
First observed: Nov 17, 2011
Last observed: Jan 27, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VANTAGE WEALTH

CRD 111324

PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c2f6e998-9271-207d-c734-4b8c5f5a4cac

Data as of Jan 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

VANDEVOORDE, JAMES, MICHAEL

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

08/1993

Nov 17, 2011

Dec 13, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 27, 2026

$684M

n/a

2024

Jan 24, 2025

$609M

n/a

2023

Jan 22, 2024

$557M

n/a

2022

Jan 25, 2023

$508M

n/a

2021

Feb 15, 2022

$548M

n/a

2020

Feb 3, 2021

$449M

n/a

2019

Mar 13, 2020

$371M

n/a

2018

Mar 5, 2019

$291M

n/a

2017

Mar 30, 2018

$291M

n/a

2016

Mar 31, 2017

$270M

n/a

2015

Mar 16, 2016

$253M

n/a

2014

Feb 11, 2015

$264M

n/a

2013

Apr 2, 2014

$219M

n/a

2012

Mar 28, 2013

$206M

n/a

2011

Mar 29, 2012

$153M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-2

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$684M

$609M

12.3%

$508M

10.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SUMMITRY, LLC

Apr 7, 2026

Mar 5, 2026

PASADENA, CA

Team lift out

RIA to RIA

100.0%