DFX Intelligence

P••• •••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

P••• •••• F•••••

Advisor at W••••••••• C••••••

WINSTON-SALEM, NC

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Search this name across graphsid dfx:ria:c2f9373d-1293-5f6f-2711-a345816bff88

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 2, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 30, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• C••••••	Independent wealth	Dec 18, 2012	n/a	yes	WINSTON-SALEM, NC	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Oct 20, 2006	Oct 11, 2012	no	WINSTON-SALEM, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	W••••••••• C••••••	Oct 11, 2012	Dec 18, 2012	68	Firm change	Other
S•••• • S••••••••• L••	D••••••• B••• S••••••••• I•••	Oct 23, 2006	Oct 20, 2006

Relationships

Registered with (3)

→ W••••••••• C••••••Registered adviserregistration: current employment
Dec 18, 2012 to presentfactForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 20, 2006 to Oct 11, 2012factForm ADV
→ S•••• • S••••••••• L••Registered adviserregistration: previous registration
Jun 2, 1992 to Oct 23, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2f9373d-1293-5f6f-2711-a345816bff88
First observed: Jun 2, 1992
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.