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Advisor at LPL FINANCIAL LLC
WALL, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 17, 2018 | n/a | yes | WALL, NJ | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 20, 2016 | Aug 9, 2018 | no | WALL, NJ | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Nov 19, 2014 | Sep 22, 2016 | no | WALL, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | Aug 9, 2018 | Aug 17, 2018 | 8 | Firm change | Ibd to RIA |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 20, 2016 | -155 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283330:6413:NJ:2018-08-09 | Aug 9, 2018 | Aug 17, 2018 | WALL, NJ | Firm change |