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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)20 years in industry

IAN M WEEKS

Advisor at STIRLING FINANCIAL GROUP

HEMET, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:c2fe9d91-9bf9-81ee-30cb-fb5883f3da3f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 11, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIRLING FINANCIAL GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: May 29, 2009
First registration: Feb 11, 2015
Dual registered: yes, broker-dealer
Other names: IAN MICHAEL WEEKS
IAPD individual key: 5179682

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIRLING FINANCIAL GROUP	Independent wealth	Sep 3, 2025	n/a	yes	HEMET, CA\|SAN DIEGO, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 28, 2025	Jul 7, 2025	no	SAN DIEGO, CA\|LA QUINTA, CA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Apr 9, 2021	Jul 21, 2023	no	Ontario, CA\|IRVINE, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 11, 2015	Sep 14, 2016	no	SAN DIEGO, CA\|LA JOLLA, CA\|CARLSBAD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	STIRLING FINANCIAL GROUP	Jul 7, 2025	Sep 3, 2025	58	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	LPL FINANCIAL LLC	Jul 21, 2023	Apr 28, 2025	647	Firm change after gap	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	PRUCO SECURITIES, LLC	Sep 14, 2016	Apr 9, 2021	1,668	Firm change after gap	Other

Relationships

Registered with (4)

→ STIRLING FINANCIAL GROUPRegistered adviserregistration: current employment
Sep 3, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 28, 2025 to Jul 7, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 9, 2021 to Jul 21, 2023factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Feb 11, 2015 to Sep 14, 2016factForm ADV

Dated events

Occurred
Jul 7, 2025
Advisor changed firm
Ian M Weeks left Lpl Financial Llc for Stirling Financial Group (registered 2025-09-03)
Form ADVobserved 6 days ago
Occurred
Jul 21, 2023
Advisor changed firm
Ian M Weeks left Pruco Securities, Llc for Lpl Financial Llc (registered 2025-04-28)
Form ADVobserved 6 days ago