DFX Intelligence
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Reading the graph
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Advisor at P••• G•••• F••••••••• I•••
OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••• G•••• F••••••••• I••• | Independent wealth | Jan 25, 2023 | n/a | yes | OKLAHOMA CITY, OK | Current employment |
| P••• G•••• F••••••••• I••• | Independent wealth | May 12, 2017 | Dec 31, 2022 | no | OKLAHOMA CITY, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• • R••• | P••• G•••• F••••••••• I••• | May 15, 2017 | May 12, 2017 | -3 | Firm change | Other |
| J••• M••••• S••••••••• L•• | W•••••• • R••• | Apr 9, 2014 | Apr 1, 2014 |
| W•••••• • R••• | Former SEC adviser | Apr 1, 2014 | May 15, 2017 | no | EDMOND, OK | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Oct 1, 2012 | Apr 9, 2014 | no | OKLAHOMA CITY, OK|OKLAHOMA CITY, OK|MIDWEST CITY, OK | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Jul 1, 2011 | Oct 1, 2012 | no | OKLAHOMA CITY, OK|OKLAHOMA CITY, OK|OKLAHOMA CITY, OK | Previous registration |
| Firm change |
| Other |
| C•••• I••••••••• S••••••• C•••• | J••• M••••• S••••••••• L•• | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |