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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

SWENSON HUGHES WEALTH MANAGEMENT

SWENSON HUGHES WEALTH MANAGEMENT, LLC, CRD 329397

PRESCOTT, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3086335-738b-2c94-04c5-8a80d54df4d6

Data as of Jan 17, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2024 to Jan 17, 2024
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2024-01-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
Custody, client assets: $0
SEC number: 801-129516
CRD: 329397
Filings on the tape: 1
First filed: Jan 17, 2024
Latest filed: Jan 17, 2024
Organised: Limited Liability Company, Arizona

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HUGHES, DAVID, ANTHONY	FOUNDING PARTNER, CCO, MEMBER	D	yes	09/2023	Jan 17, 2024	Jan 17, 2024
SWENSON, PAUL	FOUNDING PARTNER, MEMBER	D	yes	09/2023	Jan 17, 2024	Jan 17, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Relationships

Controls (2)

← SWENSON, PAULOwnerFOUNDING PARTNER, MEMBER, ownership code D, individual
Jan 17, 2024 to presentfactForm ADV
← HUGHES, DAVID, ANTHONYOwnerFOUNDING PARTNER, CCO, MEMBER, ownership code D, individual
Jan 17, 2024 to presentfactForm ADV

Dated events

Occurred
Jan 17, 2024
First Form ADV filing
Swenson Hughes Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3086335-738b-2c94-04c5-8a80d54df4d6
First observed: Jan 17, 2024
Last observed: Jan 17, 2024 32 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SWENSON HUGHES WEALTH MANAGEMENT

SWENSON HUGHES WEALTH MANAGEMENT, LLC, CRD 329397

PRESCOTT, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3086335-738b-2c94-04c5-8a80d54df4d6

Data as of Jan 17, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HUGHES, DAVID, ANTHONY

FOUNDING PARTNER, CCO, MEMBER

yes

09/2023

Jan 17, 2024

SWENSON, PAUL

FOUNDING PARTNER, MEMBER

yes

09/2023

Jan 17, 2024

City

State

Country

Employees

Also broker-dealer

n/a