DFX Intelligence

J•••• R••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J•••• R••••• B••••••

Advisor at L•• F•••••••• L••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:c315b456-f888-dabc-3098-a17f0b43cd1b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 14, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 21, 2025	n/a	yes	CHARLOTTE, NC	Current employment
F•••• H•••••• A•••••••• I••	Former SEC adviser	Aug 28, 2019	Aug 21, 2025	no	Charlotte, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	L•• F•••••••• L••	Aug 21, 2025	Aug 21, 2025	0	Bulk transfer	RIA to ibd
P••• A••••• S••••••••• L••	F•••• H•••••• A•••••••• I••	Sep 24, 2019	Aug 28, 2019

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 28, 2019 to Aug 21, 2025factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 27, 2015 to Sep 24, 2019factForm ADV
→ S••••••• I••••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c315b456-f888-dabc-3098-a17f0b43cd1b
First observed: Jun 25, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.