This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SPRING CAPITAL MANAGEMENT

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 16, 1981earliest registration or exam on IAPD

Years in industry

44derivedfrom the industry start date

Years at current firm

9derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63

First exam

Nov 16, 1981

First registration

Oct 9, 2002

Dual registered

yes, broker-dealer

Other names

ROBERT P RATHBUN

IAPD individual key

1018350

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c31e6044-e3f9-d64d-120c-f451bd6cb94a

First observed

Oct 9, 2002

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.