DFX Intelligence

B••••• I•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

B••••• I•••••••• L••

CRD 304093

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Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: May 7, 2019 to Mar 18, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $137M••• Locked
Discretionary RAUM: $137M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• L•••••••• R•••••	Owner	E	yes	06/2017	May 7, 2019	Mar 13, 2024
B••••• A••••••• L••	Owner	E	yes	04/2019	Mar 13, 2024	Mar 13, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••• A••••••• L••	n/a	n/a	n/a	Y	yes	n/a
B••••• A••••• S•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$137M	$107M	27.8%	$65.1M	28.1%	3	3	0	0

Relationships

Affiliated with (1)

← B••••• A•••••••Registered adviserother investment adviser, control, common control
factForm ADV

Controls (4)

← B•••••• D••••OwnerUS SALES/MARKETING, ownership code NA, individual
May 7, 2019 to Mar 13, 2024factForm ADV
← S••••• C•••••• E••••••••OwnerOWNER, CCO, ownership code C, individual
May 7, 2019 to Mar 13, 2024factForm ADV
← A••••• L•••••••• R•••••OwnerOWNER, ownership code E, individual

Dated events

Order

Occurred
7 May 2019
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 7, 2019
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.