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Advisor at W•••• F•••• A•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Dec 7, 2023 | n/a | yes | PASADENA, CA|WHITTIER, CA|LA MIRADA, CA|NORWALK, CA | Current employment |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Jun 2, 2023 | Dec 1, 2023 | no | Boise, ID|Los Angeles, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• B•••••• I••••••••• I••• | W•••• F•••• A••••••• | Dec 1, 2023 | Dec 7, 2023 | 6 | Firm change | Ibd to wirehouse |
| U••• B•••••• A•••••••• L•• | U••• B•••••• I••••••••• I••• | Jun 2, 2023 | Jun 2, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 14455:17868:CA:2023-05-31 | Jun 2, 2023 | Jun 2, 2023 | PALM DESERT, CA | Firm change |
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Dec 8, 2020 | Jun 2, 2023 | no | LOS ANGELES, CA|LOS ANGELES, CA|Tempe, AZ|Palm Desert, CA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | May 1, 2019 | Dec 1, 2020 | no | BEVERLY HILLS, CA|LOS ANGELES, CA|EL SEGUNDO, CA | Previous registration |
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Dec 5, 2017 | Apr 4, 2019 | no | LOS ANGELES, CA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Nov 16, 2017 | no | LOS ANGELES, CA|EL SEGUNDO, CA|LOS ANGELES, CA|LOS ANGELES, CA|EL SEGUNDO, CA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Apr 6, 2009 | Jan 3, 2011 | no | LOS ANGELES, CA | Previous registration |
| 0 |
| Firm change |
| Ibd to ibd |
| W•••• F•••• A••••••• | U••• B•••••• A•••••••• L•• | Dec 1, 2020 | Dec 8, 2020 | 7 | Firm change | Wirehouse to ibd |
| U••• B•••••• A•••••••• L•• | W•••• F•••• A••••••• | Apr 4, 2019 | May 1, 2019 | 27 | Firm change | Ibd to wirehouse |
| W•••• F•••• A••••••• | U••• B•••••• A•••••••• L•• | Nov 16, 2017 | Dec 5, 2017 | 19 | Firm change | Other |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |