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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

JASON DANIEL LAWRENCE

Advisor at NORTHEAST PLANNING ASSOCIATES, INC.

PORTSMOUTH, NH | ROCHESTER, NH | BEDFORD, NH

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Search this name across graphsid dfx:ria:c3289a6e-e309-bddf-612d-6a35c2d47f1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHEAST PLANNING ASSOCIATES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jun 12, 2008
First registration: Jan 12, 2009
Dual registered: yes, broker-dealer
Other names: JAY LAWRENCE|JAY DANIEL LAWRENCE|JAY D LAWRENCE|JASON LAWRENCE|JASON DANIEL LAWRENCE|JASON DANIEL LAWRENCE|JASON D LAWRENCE|JASON LAWRENCE|JASON D LAWRENCE
IAPD individual key: 5517839

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHEAST PLANNING ASSOCIATES, INC.	Independent wealth	Jan 8, 2014	n/a	yes	BEDFORD, NH\|PORTSMOUTH, NH	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 6, 2013	n/a	yes	PORTSMOUTH, NH\|ROCHESTER, NH\|BEDFORD, NH	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Jul 20, 2010	Oct 4, 2013	no	MERRIMACK, NH\|CAMBRIDGE, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 7, 2009	Jun 16, 2009	no	NASHUA, NH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 12, 2009	Mar 13, 2009	no	MERRIMACK, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	LPL FINANCIAL LLC	Oct 4, 2013	Dec 6, 2013	63	Firm change	Other
LPL FINANCIAL LLC	STRATEGIC ADVISERS LLC	Jun 16, 2009	Jul 20, 2010	399	Firm change	Other
STRATEGIC ADVISERS LLC	LPL FINANCIAL LLC	Mar 13, 2009	Apr 7, 2009	25	Firm change	Other

Relationships

Registered with (3)

→ NORTHEAST PLANNING ASSOCIATES, INC.Registered adviserregistration: current employment
Jan 8, 2014 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 7, 2009 to Jun 16, 2009factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 20, 2010 to Oct 4, 2013factForm ADV

Dated events

No dated event names this entity yet.