D•••• A••• B•••

Advisor at L••••••• S••••••••• C••••

Pearl River, NY | South Hempstead, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c33958d7-d173-c429-75ed-25056cceb20b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• S••••••••• C••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 21, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• S••••••••• C••••	Bd affiliated wealth	Jan 4, 2023	n/a	yes	South Hempstead, NY\|Pearl River, NY	Current employment
P•••• S••••••••• L••	No RAUM reported	Jun 7, 2021	Jan 10, 2023	no	MELVILLE, NY\|Uniondale, NY\|Melville, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	L••••••• S••••••••• C••••	Jan 10, 2023	Jan 4, 2023	-6	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ L••••••• S••••••••• C••••Registered adviserregistration: current employment
Jan 4, 2023 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jun 7, 2021 to Jan 10, 2023factForm ADV

Dated events

Occurred
Jan 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c33958d7-d173-c429-75ed-25056cceb20b
First observed: Jun 7, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.