D•••• J• D••••

Advisor at C••• W••••• A•••••••

LONG BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c33f203c-954a-8921-8396-fd4b710deb03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 24, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• W••••• A•••••••	Independent wealth	Aug 6, 2024	n/a	yes	LONG BEACH, CA	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 22, 2020	Aug 2, 2024	no	Long Beach, CA\|Long Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••• W••••• A•••••••	Aug 2, 2024	Aug 6, 2024	4	Firm change	Ibd to new firm
W•••••• • R•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 23, 2020	Jan 22, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:330731:CA:2024-08-02	Aug 2, 2024	Aug 6, 2024	LONG BEACH, CA	Firm change
866:149018:CA:2020-01-23	Jan 23, 2020	Jan 22, 2020	TORRANCE, CA	Firm change

Relationships

Registered with (3)

→ C••• W••••• A•••••••Registered adviserregistration: current employment
Aug 6, 2024 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 22, 2020 to Aug 2, 2024factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Apr 24, 2013 to Jan 23, 2020factForm ADV

Dated events

Occurred
Aug 2, 2024
Advisor changed firm
D•••• J• D•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••• W••••• A••••••• (registered 2024-08-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c33f203c-954a-8921-8396-fd4b710deb03
First observed: Apr 24, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.