DFX Intelligence

Y••••• K••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

Y••••• K••••••• P•••••

Advisor at L•• F•••••••• L••

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:c3414e99-228a-5438-0310-d28c4912f693

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 1, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 24, 2025	n/a	yes	CORAL GABLES, FL	Current employment
F•••• H•••••• A•••••••• I••	Former SEC adviser	May 1, 2023	Oct 3, 2025	no	Coral Gables, FL\|Coral Gables, FL\|Coral Gables, FL\|Ponte Vedra Beach, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	L•• F•••••••• L••	Oct 3, 2025	Oct 24, 2025	21	Firm change	RIA to ibd

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 24, 2025 to presentfactForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
May 1, 2023 to Oct 3, 2025factForm ADV

Dated events

Occurred
Oct 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3414e99-228a-5438-0310-d28c4912f693
First observed: May 1, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.