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CRD 170487
BRENTWOOD, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RICHARD SCOTT PHILLIPS | n/a | BRENTWOOD, TN | 2 | 34 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ERISA CORPORATION | Shareholder | E | yes | 12/2017 | Mar 28, 2024 | Apr 25, 2024 |
| PHILLIPS, RICHARD, SCOTT | Shareholder | E | yes | 10/2017 | Mar 28, 2024 | Apr 25, 2024 |
| PHILLIPS, RICHARD, SCOTT | PRESIDENT/CHIEF COMPLIANCE OFFICER | Na | yes | 01/2014 | Mar 28, 2024 | Apr 25, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ERISA PARTNERS, INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $187M | $187M | 4 | 1 | 0 | n/a | n/a |
| 2024 | Mar 29, 2025 | $203M | $203M | 1 | 1 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $187M | $203M | -7.7% | n/a | n/a | 4 | 1 | 0 | 0 |