DFX Intelligence

M•••••• R•• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

M•••••• R•• R••••••

Advisor at S•••••• P•••••••• L••

OMAHA, NE | Tomball, TX

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Search this name across graphsid dfx:ria:c35bb49b-d400-3210-999d-9e0ac3f54e50

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• P•••••••• L••	Independent wealth	Jun 3, 2024	n/a	yes	Tomball, TX\|OMAHA, NE	Current employment
B••••••••• W••••• A•••••••• L••	No RAUM reported	Mar 25, 2024	May 28, 2024	no	WHEATON, IL\|Tomball, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• A•••••••• L••	S•••••• P•••••••• L••	May 28, 2024	Jun 3, 2024	6	Firm change	Other

Relationships

Registered with (2)

→ S•••••• P•••••••• L••Registered adviserregistration: current employment
Jun 3, 2024 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2024 to May 28, 2024factForm ADV

Dated events

Occurred
May 28, 2024
Advisor changed firm
M•••••• R•• R•••••• left B••••••••• W••••• A•••••••• L•• for S•••••• P•••••••• L•• (registered 2024-06-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c35bb49b-d400-3210-999d-9e0ac3f54e50
First observed: Mar 25, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.