K••• A••• H•••

Advisor at F•••••• F•••••••• L••

PASADENA, CA | Costa Mesa, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3704101-0737-6448-3114-52a31f54ad22

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jul 2, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• F•••••••• L••	Independent wealth	Apr 22, 2026	n/a	yes	Costa Mesa, CA\|PASADENA, CA	Current employment
E• W••••• A•••••••	Independent wealth	Mar 20, 2025	Apr 9, 2026	no	Torrance, CA\|TORRANCE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E• W••••• A•••••••	F•••••• F•••••••• L••	Apr 9, 2026	Apr 22, 2026	13	Firm change	RIA to RIA
L•• F•••••••• L••	E• W••••• A•••••••	Mar 27, 2025	Mar 20, 2025

Relationships

Registered with (3)

→ F•••••• F•••••••• L••Registered adviserregistration: current employment
Apr 22, 2026 to presentfactForm ADV
→ E• W••••• A•••••••Registered adviserregistration: previous registration
Mar 20, 2025 to Apr 9, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 27, 2023 to Mar 27, 2025factForm ADV

Dated events

Occurred
Apr 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 4, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3704101-0737-6448-3114-52a31f54ad22
First observed: Jul 2, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.