DFX Intelligence

G•••••• R••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

G•••••• R••• S••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

St. Simons Island, GA

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Search this name across graphsid dfx:ria:c382c4c6-64b8-8e94-07be-7e81d7b125c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Aug 15, 2025	n/a	yes	St. Simons Island, GA	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Aug 11, 2022	Aug 15, 2025	no	BEAUFORT, SC\|AUGUSTA, GA\|Walterboro, SC\|ST. PETERSBURG, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Aug 15, 2025	Aug 15, 2025	0	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Aug 15, 2025 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Aug 11, 2022 to Aug 15, 2025factForm ADV

Dated events

Occurred
Aug 15, 2025
Advisor changed firm
G•••••• R••• S•••• left R•••••• J•••• • A••••••••• I••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2025-08-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c382c4c6-64b8-8e94-07be-7e81d7b125c6
First observed: Aug 11, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.