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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PRIVATE FINANCIAL MANAGEMENT LLC

CRD 313167

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c384a54c-8525-c403-8f98-0b9cc6cd97d5

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Mar 6, 2024 to Jun 18, 2026
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Private Financial Management LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.01 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $159MItem 5.F on the latest filing (2026-06-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $150M
Private client RAUM: $157MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $159Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 31
High net worth clients: 29
Private funds: 2Schedule D 7.B(1)
SEC number: 801-129838
CRD: 313167
Filings on the tape: 4
First filed: Mar 6, 2024
Latest filed: Jun 18, 2026
Organised: Limited Liability Company, CA
Website: privatefinancialmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID GEORGE BORN	Certified Financial Planner\|Chartered Financial Analyst	ORINDA, CA	5	19	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BORN, DAVID, GEORGE	FOUNDER, CCO	E	yes	01/2021	Mar 6, 2024	Mar 6, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 11, 2026	$148M	$148M	1	1	0	n/a	n/a
2024	Mar 7, 2025	$119M	$119M	2	1	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$159M	$119M	33.4%	n/a	n/a	1	2	0	0

Relationships

Registered with (1)

← DAVID GEORGE BORNAdvisorregistration: current employment
Jun 21, 2021 to presentfactForm ADV

Controls (1)

← BORN, DAVID, GEORGEOwnerFOUNDER, CCO, ownership code E, individual
Mar 6, 2024 to Mar 6, 2024factForm ADV

Dated events

Occurred
Mar 6, 2024
First Form ADV filing
Private Financial Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c384a54c-8525-c403-8f98-0b9cc6cd97d5
First observed: Mar 6, 2024
Last observed: Jun 18, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRIVATE FINANCIAL MANAGEMENT LLC

CRD 313167

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c384a54c-8525-c403-8f98-0b9cc6cd97d5

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID GEORGE BORN

Certified Financial Planner|Chartered Financial Analyst

ORINDA, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BORN, DAVID, GEORGE

FOUNDER, CCO

yes

01/2021

Mar 6, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 11, 2026

$148M

n/a

2024

Mar 7, 2025

$119M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$159M

$119M

33.4%

n/a