DFX Intelligence

C••• H••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

C••• H••••• H••••••••

Advisor at SPC

COLORADO SPRINGS, CO | ANN ARBOR, MI

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Search this name across graphsid dfx:ria:c38608a7-50fc-6dfb-4da6-9f9d119d33f0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 2, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••	Bd affiliated wealth	Nov 13, 2014	n/a	yes	COLORADO SPRINGS, CO\|ANN ARBOR, MI	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Apr 2, 2013	Sep 16, 2014	no	CHELSEA, MI\|COLDWATER, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	S••	Sep 16, 2014	Nov 13, 2014	58	Firm change	Other

Relationships

Registered with (2)

→ S••Registered adviserregistration: current employment
Nov 13, 2014 to presentfactForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 2, 2013 to Sep 16, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c38608a7-50fc-6dfb-4da6-9f9d119d33f0
First observed: Apr 2, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.