DFX Intelligence

M•••••• P•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

M•••••• P•••• J••••••

Advisor at S•••• I••••• S••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:c391b795-d50b-4198-24af-77bdfa5ff21e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••• S••••••••• L••	Independent wealth	Aug 11, 2015	n/a	yes	Ankeny, IA\|HUMBOLDT, IA\|FORT LAUDERDALE, FL\|Clear Lake, IA	Current employment
S•••• I••••• S••••••••• L••	Independent wealth	Jul 1, 2015	Jul 2, 2015	no	HUMBOLDT, IA\|FORT LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• S••••••••• L••	S•••• I••••• S••••••••• L••	Aug 12, 2015	Jul 1, 2015	-42	Firm change after gap	Other

Relationships

Registered with (2)

→ S•••• I••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 1, 2015 to Jul 2, 2015factForm ADV
→ C••••••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 4, 2012 to Aug 12, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c391b795-d50b-4198-24af-77bdfa5ff21e
First observed: Apr 4, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.