This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COMMONWEALTH FINANCIAL NETWORK

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 5, 1989earliest registration or exam on IAPD

Years in industry

37derivedfrom the industry start date

Years at current firm

20derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Designations

Chartered Financial Consultant

Exams

S63

First exam

Apr 5, 1989

First registration

Jan 1, 2000

Dual registered

yes, broker-dealer

IAPD individual key

1928324

• Occurred

  Apr 9, 2025
  Advisor departed, no destination yet

  Kathy J Hamm no longer registered at Principled Wealth Advisors, Llc; no later IA registration on IAPD

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c39383b9-e3e7-e014-1921-499401f4df84

First observed

Jan 1, 2000

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.