DFX Intelligence

M••••••• M•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

M••••••• M•••• A•••••

Advisor at S••••• W••••• A•••••••• I•••

SAN FRANCISCO, CA | Tysons Corner, VA

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Search this name across graphsid dfx:ria:c393c0df-af50-4e9d-1379-c3dec1bfcb15

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Mar 26, 2024	n/a	yes	SAN FRANCISCO, CA\|Tysons Corner, VA	Current employment
T•••••• P•••• F••••••••	Independent wealth	Jul 18, 2022	Feb 29, 2024	no	FREDERICK, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• P•••• F••••••••	S••••• W••••• A•••••••• I•••	Feb 29, 2024	Mar 26, 2024	26	Firm change	Other
C•••••• S••••• • C••• I•••	T•••••• P•••• F••••••••	Jul 18, 2022	Jul 18, 2022

Relationships

Registered with (3)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Mar 26, 2024 to presentfactForm ADV
→ T•••••• P•••• F••••••••Registered adviserregistration: previous registration
Jul 18, 2022 to Feb 29, 2024factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 24, 2014 to Jul 18, 2022factForm ADV

Dated events

Occurred
Feb 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c393c0df-af50-4e9d-1379-c3dec1bfcb15
First observed: Apr 24, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.