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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

Brian Paul Nauman

Advisor at ALPHASTAR CAPITAL MANAGEMENT

Davenport, IA | CORNELIUS, NC

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Search this name across graphsid dfx:ria:c39d318c-f331-e73b-a492-d0290afbea2c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 22, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALPHASTAR CAPITAL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 21, 1989
First registration: Dec 22, 1999
Dual registered: yes, broker-dealer
Other names: BRIAN P NAUMAN|Brian Nauman
IAPD individual key: 2007146

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALPHASTAR CAPITAL MANAGEMENT	Independent wealth	Oct 17, 2025	n/a	yes	Davenport, IA\|CORNELIUS, NC	Current employment
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Nov 13, 2018	Oct 20, 2025	no	Davenport, IA\|Davenport, IA\|Carpinteria, CA	Previous registration
Spc	Bd affiliated wealth	May 1, 2012	Nov 13, 2018	no	ANN ARBOR, MI\|DAVENPORT, IA	Previous registration
PLANMEMBER SECURITIES CORPORATION	Independent wealth	May 5, 2005	May 2, 2012	no	LAS VEGAS, NV\|LAS VEGAS, NV\|DAVENPORT, IA\|DAVENPORT, IA\|DAVENPORT, IA\|DAVENPORT, IA\|Carpinteria, CA	Previous registration
LINCOLN INVESTMENT	Independent wealth	Dec 22, 1999	May 6, 2005	no	DAVENPORT, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PLANMEMBER SECURITIES CORPORATION	ALPHASTAR CAPITAL MANAGEMENT	Oct 20, 2025	Oct 17, 2025	-3	Firm change	RIA to RIA
Spc	PLANMEMBER SECURITIES CORPORATION	Nov 13, 2018	Nov 13, 2018	0	Firm change	Ibd to RIA
PLANMEMBER SECURITIES CORPORATION	Spc	May 2, 2012	May 1, 2012	-1	Firm change	Other
LINCOLN INVESTMENT	PLANMEMBER SECURITIES CORPORATION	May 6, 2005	May 5, 2005	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11869:157423:CA:2025-10-20	Oct 20, 2025	Oct 17, 2025	CARPINTERIA, CA	Firm change

Relationships

Registered with (4)

→ ALPHASTAR CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Oct 17, 2025 to presentfactForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 13, 2018 to Oct 20, 2025factForm ADV
→ SPCRegistered adviserregistration: previous registration
May 1, 2012 to Nov 13, 2018factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Dec 22, 1999 to May 6, 2005factForm ADV

Dated events

Occurred
Oct 20, 2025
Advisor changed firm
Brian Paul Nauman left Planmember Securities Corporation for Alphastar Capital Management (registered 2025-10-17)
Form ADVobserved 5 days ago