DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••••• A•••••••
DUBLIN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••••• A••••••• | Independent wealth | Feb 26, 2024 | n/a | yes | DUBLIN, OH | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Dec 15, 2020 | Jan 12, 2024 | no | New Albany, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | E••••••• A••••••• | Jan 12, 2024 | Feb 26, 2024 | 45 | Firm change | Ibd to RIA |
| R•••••• J•••• • A••••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Dec 16, 2020 | Dec 15, 2020 |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Jul 17, 2018 | Dec 16, 2020 | no | Dublin, OH | Previous registration |
| W•••••• • R••• | Former SEC adviser | Apr 19, 2017 | May 3, 2018 | no | DUBLIN, OH|CHARLEROI, PA | Previous registration |
| -1 |
| Firm change |
| Ibd to ibd |
| W•••••• • R••• | R•••••• J•••• • A••••••••• I••• | May 3, 2018 | Jul 17, 2018 | 75 | Firm change | Ibd to ibd |