DFX Intelligence

M••• Q•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

M••• Q•••• B••••••

Advisor at S••••• G• B••• A•• A••••••••• L••

SWARTHMORE, PA

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Search this name across graphsid dfx:ria:c3a8c47c-1f8b-47e7-85ec-4c113db8b662

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 3, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• G• B••• A•• A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• G• B••• A•• A••••••••• L••	Independent wealth	Jan 3, 2011	n/a	yes	SWARTHMORE, PA	Current employment
T•••• P•••••• W••••• M••••••••• L••	n/a	Nov 3, 2011	Dec 18, 2013	no	SWARTHMORE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• P•••••• W••••• M••••••••• L••	n/a	Dec 18, 2013	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ S••••• G• B••• A•• A••••••••• L••Registered adviserregistration: current employment
Jan 3, 2011 to presentfactForm ADV
→ T•••• P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 3, 2011 to Dec 18, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3a8c47c-1f8b-47e7-85ec-4c113db8b662
First observed: Nov 3, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.