DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

STRATTON LAMB ADVISORS LLC

CRD 119650

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3acc8cc-3393-b699-ad92-21849cc9f4ca

Data as of Jan 26, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2012 to Jan 26, 2022
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $85.0MItem 5.F on the latest filing (2022-01-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $85.0M
Private client RAUM: $85.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 67
Individual clients: 1
High net worth clients: 10
SEC number: 801-80587
CRD: 119650
Filings on the tape: 14
First filed: Mar 22, 2012
Latest filed: Jan 26, 2022
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAMB, JENNIFER, DAYNE	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	08/2000	Mar 22, 2012	Jan 26, 2022
STRATTON, GARDNER, NICHOLS	MANAGING MEMBER	D	yes	08/2000	Mar 22, 2012	Jan 26, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GARDNER N STRATTON	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Jan 26, 2022	$85.0M	$85.0M	2	2	0	n/a	n/a
2020	Mar 2, 2021	$98.2M	$94.4M	2	2	0	n/a	n/a
2019	Feb 25, 2020	$123M	$123M	2	2	0	n/a	n/a
2018	Mar 7, 2019	$127M	$127M	2	2	0	n/a	n/a
2017	Feb 8, 2018	$126M	$126M	2	2	0	n/a	n/a
2016	Mar 9, 2017	$114M	$114M	2	2	n/a	n/a	n/a
2015	Mar 9, 2016	$103M	$103M	2	2	n/a	n/a	n/a
2014	Mar 6, 2015	$104M	$104M	2	2	n/a	n/a	n/a
2011	Mar 22, 2012	$82.7M	$82.7M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$85.0M	$98.2M	-13.4%	$127M	-12.6%	2	2	0	0

Relationships

Controls (2)

← STRATTON, GARDNER, NICHOLSOwnerMANAGING MEMBER, ownership code D, individual
Mar 22, 2012 to presentfactForm ADV
← LAMB, JENNIFER, DAYNEOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 22, 2012 to presentfactForm ADV

Dated events

Occurred
Nov 5, 2014
First Form ADV filing
Stratton Lamb Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3acc8cc-3393-b699-ad92-21849cc9f4ca
First observed: Mar 22, 2012
Last observed: Jan 26, 2022 56 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATTON LAMB ADVISORS LLC

CRD 119650

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3acc8cc-3393-b699-ad92-21849cc9f4ca

Data as of Jan 26, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:21 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAMB, JENNIFER, DAYNE

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

08/2000

Mar 22, 2012

Jan 26, 2022

STRATTON, GARDNER, NICHOLS

MANAGING MEMBER

yes

08/2000

Mar 22, 2012

Jan 26, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GARDNER N STRATTON

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Jan 26, 2022

$85.0M

n/a

2020

Mar 2, 2021

$98.2M

$94.4M

n/a

2019

Feb 25, 2020

$123M

n/a

2018

Mar 7, 2019

$127M

n/a

2017

Feb 8, 2018

$126M

n/a

2016

Mar 9, 2017

$114M

n/a

2015

Mar 9, 2016

$103M

n/a

2014

Mar 6, 2015

$104M

n/a

2011

Mar 22, 2012

$82.7M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$85.0M

$98.2M

-13.4%

$127M

-12.6%