W•••

WESTERN ANNUITY SERVICES, INC., CRD 131689

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3b2e6a1-dc2b-5450-ad7f-14705a1c5397

Data as of Dec 13, 2011 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2011 to Dec 13, 2011
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $28.2M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $28.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••• M•••••• C••••••	n/a	Mill Valley, CA	22	26	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• R••••• M••••••	CHIEF COMPLIANCE OFFICER, V.P.	B	yes	06/2005	Dec 5, 2011	Dec 13, 2011
F•••••••• J•••• A••••••	VICE PRESIDENT	C	yes	02/1996	Dec 5, 2011	Dec 13, 2011

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Relationships

Controls (3)

← G•••••• G•••••• B••••OwnerPRESIDENT, ownership code D, individual
Dec 5, 2011 to presentfactForm ADV
← F•••••••• J•••• A••••••OwnerVICE PRESIDENT, ownership code C, individual
Dec 5, 2011 to presentfactForm ADV
← C••••••• R••••• M••••••OwnerCHIEF COMPLIANCE OFFICER, V.P., ownership code B, individual
Dec 5, 2011 to presentfactForm ADV

Registered with (2)

← R•••• M•••••• C••••••Advisor

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3b2e6a1-dc2b-5450-ad7f-14705a1c5397
First observed: Dec 5, 2011
Last observed: Dec 13, 2011 179 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.