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Y•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

Y•••• S••••••••

Advisor at P••••••• F•••••••• S•••••••• I•••

Lawrence, KS | DALLAS, TX

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Search this name across graphsid dfx:ria:c3b5f751-3443-da59-523a-41e5d23f58f1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Jul 21, 2023	n/a	yes	DALLAS, TX\|Lawrence, KS	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 12, 2021	Jul 19, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P••••••• F•••••••• S•••••••• I•••	Jul 19, 2023	Jul 21, 2023	2	Firm change	Ibd to RIA
W•••••• • R•••	L•• F•••••••• L••	Aug 24, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
866:6413:KS:2021-08-23	Aug 24, 2021	Nov 12, 2021	OVERLAND PARK, KS	Firm change

Relationships

Registered with (4)

→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 21, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 12, 2021 to Jul 19, 2023factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Apr 7, 2009 to Aug 24, 2021factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Jul 19, 2023
Advisor changed firm
Y•••• S•••••••• left L•• F•••••••• L•• for P••••••• F•••••••• S•••••••• I••• (registered 2023-07-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3b5f751-3443-da59-523a-41e5d23f58f1
First observed: Mar 16, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.