D•••• J• K•••

Advisor at L•• F•••••••• L••

ROCKFORD, IL | MCHENRY, IL

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Search this name across graphsid dfx:ria:c3b65b97-7b39-44d5-f7aa-d8f5f0b37549

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 8, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 15, 2023	n/a	yes	MCHENRY, IL\|ROCKFORD, IL	Current employment
S••	Bd affiliated wealth	Aug 18, 2014	May 15, 2023	no	ROCKFORD, IL\|ANN ARBOR, MI\|Rockford, IL\|MCHENRY, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	L•• F•••••••• L••	May 15, 2023	May 15, 2023	0	Bulk transfer	Ibd to ibd
R••••• W• B•••• • C•• I•••••••••	S••	Aug 22, 2014	Aug 18, 2014

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 15, 2023 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
Aug 18, 2014 to May 15, 2023factForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Nov 7, 2008 to Aug 22, 2014factForm ADV
→ A••••••••• A•••••• S•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3b65b97-7b39-44d5-f7aa-d8f5f0b37549
First observed: Feb 15, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.