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H••••• B••• N••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst40 years in industry

H••••• B••• N••••••••

Advisor at C••••••••• I••••••••• L••

HERMOSA BEACH, CA

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Search this name across graphsid dfx:ria:c3bb05aa-3759-35d1-196e-d1064ed21c10

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• L••	State registered	Apr 22, 2026	n/a	yes	HERMOSA BEACH, CA	Current employment
X•••• I•••••••••	n/a	Jan 23, 2015	Feb 24, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
X•••• I•••••••••	C••••••••• I••••••••• L••	Feb 24, 2015	Apr 22, 2026	4,075	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••••• I••••••••• L••Registered adviserregistration: current employment
Apr 22, 2026 to presentfactForm ADV
→ X•••• I•••••••••Registered adviserregistration: previous registration
Jan 23, 2015 to Feb 24, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3bb05aa-3759-35d1-196e-d1064ed21c10
First observed: Jan 23, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.