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RIA / WealthAdvisor11 years in industry

GIANNA AVILA MOSSOTTI

Advisor at QUADCAP WEALTH MANAGEMENT, LLC

FRISCO, TX

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Search this name across graphsid dfx:ria:c3bc66c0-006e-006e-b7d4-263d85799903

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 22, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: QUADCAP WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 22, 2020
First registration: May 22, 2020
Dual registered: no
IAPD individual key: 7168729

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
QUADCAP WEALTH MANAGEMENT, LLC	Independent wealth	Aug 14, 2025	n/a	yes	FRISCO, TX	Current employment
FISHER INVESTMENTS	Independent wealth	Feb 14, 2024	Aug 8, 2025	no	PLANO, TX	Previous registration
EXENCIAL WEALTH ADVISORS	Former SEC adviser	Mar 12, 2021	Jan 26, 2024	no	OKLAHOMA CITY, OK\|Dallas, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 22, 2020	Nov 18, 2020	no	Fort Worth, TX\|Westlake, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FISHER INVESTMENTS	QUADCAP WEALTH MANAGEMENT, LLC	Aug 8, 2025	Aug 14, 2025	6	Firm change	RIA to RIA
EXENCIAL WEALTH ADVISORS	FISHER INVESTMENTS	Jan 26, 2024	Feb 14, 2024	19	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	EXENCIAL WEALTH ADVISORS	Nov 18, 2020	Mar 12, 2021	114	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ QUADCAP WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 14, 2025 to presentfactForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Feb 14, 2024 to Aug 8, 2025factForm ADV
→ EXENCIAL WEALTH ADVISORSRegistered adviserregistration: previous registration
Mar 12, 2021 to Jan 26, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 22, 2020 to Nov 18, 2020factForm ADV

Dated events

Occurred
Aug 8, 2025
Advisor changed firm
Gianna Avila Mossotti left Fisher Investments for Quadcap Wealth Management, Llc (registered 2025-08-14)
Form ADVobserved 5 days ago
Occurred
Jan 26, 2024
Advisor changed firm
Gianna Avila Mossotti left Exencial Wealth Advisors for Fisher Investments (registered 2024-02-14)
Form ADVobserved 5 days ago