DFX Intelligence

J•••• C•••••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

J•••• C•••••••• G••••

Advisor at D••••• M•••• A•••••••• L••

Littleton, CO | NEW YORK, NY

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Search this name across graphsid dfx:ria:c3ca5b44-8da2-c11d-dc1d-7b945260d692

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 23, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• M•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• M•••• A•••••••• L••	Independent wealth	Apr 2, 2026	n/a	yes	NEW YORK, NY\|Littleton, CO	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Aug 22, 2017	Nov 21, 2022	no	Phoenix, AZ\|PHOENIX, AZ\|PHOENIX, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	S••••• W••••• A•••••••• I•••	Apr 12, 2026	Aug 22, 2017	-3,155	Firm change after gap	Other
S••••• W••••• A•••••••• I•••	D••••• M•••• A•••••••• L••	Nov 21, 2022	Apr 2, 2026

Relationships

Registered with (3)

→ D••••• M•••• A•••••••• L••Registered adviserregistration: current employment
Apr 2, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 23, 2014 to Apr 12, 2026factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 22, 2017 to Nov 21, 2022factForm ADV

Dated events

Occurred
Apr 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3ca5b44-8da2-c11d-dc1d-7b945260d692
First observed: May 23, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.