O••• K• A••••••

Advisor at T•• A•••• P•••••••• L••

OLD BRIDGE, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3d20e15-c5d0-b463-9522-31c4f3400f26

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 1, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••• P•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••• P•••••••• L••	Other adviser	Jan 14, 2026	n/a	yes	OLD BRIDGE, NJ	Current employment
S••• W••••• A•••••••	Former SEC adviser	Jul 1, 2025	Nov 14, 2025	no	BOCA RATON, FL\|Manalapan, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• W••••• A•••••••	T•• A•••• P•••••••• L••	Nov 14, 2025	Jan 14, 2026	61	Firm change	Other
P•••• S••••••••• L••	S••• W••••• A•••••••	Sep 12, 2024	Jul 1, 2025

Relationships

Registered with (3)

→ T•• A•••• P•••••••• L••Registered adviserregistration: current employment
Jan 14, 2026 to presentfactForm ADV
→ S••• W••••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2025 to Nov 14, 2025factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Feb 1, 2024 to Sep 12, 2024factForm ADV

Dated events

Occurred
Nov 14, 2025
Advisor changed firm
O••• K• A•••••• left S••• W••••• A••••••• for T•• A•••• P•••••••• L•• (registered 2026-01-14)
Form ADVobserved 7 days ago
Occurred
Sep 12, 2024
Advisor changed firm
O••• K• A•••••• left P•••• S••••••••• L•• for S••• W••••• A••••••• (registered 2025-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3d20e15-c5d0-b463-9522-31c4f3400f26
First observed: Feb 1, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.