N••••• S••••

Advisor at L•••

COTTONWOOD HEIGHTS, UT | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c3d518c6-036c-0673-c660-0668cf8409f1

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 8, 2024 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Sep 12, 2025	n/a	yes	COTTONWOOD HEIGHTS, UT\|LOS ANGELES, CA	Current employment
O•••••• W••••• M••••••••• L••	Former SEC adviser	Jan 8, 2025	Sep 19, 2025	no	COTTONWOOD HEIGHTS, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••• W••••• M••••••••• L••	L•••	Sep 19, 2025	Sep 12, 2025	-7	Firm change	RIA to RIA
W•••• F•••• A•••••••	O•••••• W••••• M••••••••• L••	Dec 4, 2024	Jan 8, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
173715:269866:UT:2025-09-19	Sep 19, 2025	Sep 12, 2025	COTTONWOOD HEIGHTS, UT	Firm change

Relationships

Registered with (3)

→ L•••Registered adviserregistration: current employment
Sep 12, 2025 to presentfactForm ADV
→ O•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 8, 2025 to Sep 19, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 8, 2024 to Dec 4, 2024factForm ADV

Dated events

Occurred
Sep 19, 2025
Advisor changed firm
N••••• S•••• left O•••••• W••••• M••••••••• L•• for Lido (registered 2025-09-12)
Form ADVobserved 7 days ago
Occurred
Dec 4, 2024
Advisor changed firm
N••••• S•••• left W•••• F•••• A••••••• for O•••••• W••••• M••••••••• L•• (registered 2025-01-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3d518c6-036c-0673-c660-0668cf8409f1
First observed: Jan 8, 2024
Last observed: Sep 22, 2026 17 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.