DFX Intelligence

S•••• A•••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

S•••• A•••• D••••••••

Advisor at D•••••••• A•••• M•••••••••

FARIBAULT, MN

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Search this name across graphsid dfx:ria:c3d81f43-d775-7ec1-a46e-6a5b7c1b4d0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• A•••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 27, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• A•••• M•••••••••	State registered	Jan 31, 2014	n/a	yes	FARIBAULT, MN	Current employment
D•••••••• A•••• M•••••••••	State registered	Jan 1, 1999	Dec 7, 2011	no	n/a

Relationships

Registered with (1)

→ D•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jan 1, 1999 to Dec 7, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c3d81f43-d775-7ec1-a46e-6a5b7c1b4d0e
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.